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FINRA General Securities Representative Examination (GS) Sample Questions:

1. In what broad category of municipal bonds are "limited tax" bonds placed?

A) general obligation
B) revenue
C) new housing authority
D) special tax

2. Which of the following sets of prices is that of a closed-end investment company?

A) $28.14 $27.75
B) $20.15 $21.85
C) $10.10 $11.00
D) $7.50 $8.10

3. A syndicate manager has just been informed that its bid has been accepted and all syndicate members
are duly notified. Public information on the award will be most quickly available from:

A) Munifacts
B) the Blue List
C) the Wall Street Journal
D) the daily Bond Buyer

4. Which of the following is not prohibited of a general partner?

A) accepting compensation from any other partnership
B) acting in such a way as to impede the orderly business of the partnership
C) buying or selling assets of the partnership except to foster the business of the partnership
D) competing in any way with the partnership

5. In a triple net lease, which of the following is the tenant not responsible for paying?

A) insurance premiums
B) maintenance
C) financing charges
D) taxes

Solutions: