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FINRA Series-7 exam, also known as the General Securities Representative Qualification Examination (GS), is a comprehensive exam that assesses an individual's knowledge of the securities industry. Passing Series-7 exam is a requirement for individuals seeking to become registered representatives of broker-dealers in the United States.

The Financial Industry Regulatory Authority (FINRA) Series-7 General Securities Representative Qualification Examination (GS) is an industry-standard licensing exam for professionals who wish to work in the securities industry. Series-7 exam helps to ensure that financial professionals are knowledgeable about the securities they are selling to clients and are complying with industry regulations.

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The purpose of the Series-7 exam is to test the knowledge and competency of individuals who wish to become registered representatives of broker-dealers in the securities industry. Series-7 exam covers a broad range of topics, including equity securities, debt securities, options, investment companies, and regulations governing the securities industry. The main objective of Series-7 exam is to ensure that registered representatives have the necessary knowledge and skills to provide investors with sound investment advice.

Reference: https://www.finra.org/registration-exams-ce/qualification-exams/series7

The Series-7 exam is a comprehensive test that covers a wide range of topics related to the securities industry. It consists of 125 multiple-choice questions that must be completed in a time limit of 225 minutes. Series-7 exam is broken down into four main sections: (1) Securities Markets, (2) Investment Securities, (3) Trading Securities, and (4) Customer Accounts and Industry Regulations.

FINRA Series-7 Exam Syllabus Topics: